Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Lowell Fine | 2385404 | 1 | 03/22/2001 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 03/21/2001 | Customer Dispute | Denied | $19,400.00 | $0.00 | See FINRA Report |
| Leonard Elkind | 1893049 | 1 | 02/13/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ben A Roth | 1080792 | 3 | 02/02/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Manuel Artime | 2854399 | 1 | 01/05/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 12/13/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laura R Rudolph | 1877204 | 3 | 12/04/2000 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Paul Croitoroo | 1047003 | 1 | 11/17/2000 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 09/01/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Lewis Castellaw | 3182505 | 1 | 08/30/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |