Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jay M Pangelinan | 2327291 | 3 | 07/23/2001 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jason Christopher Larkins | 2686528 | 1 | 07/05/2001 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 12 | 06/12/2001 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Roy N Apple | 1553986 | 4 | 05/24/2001 | Customer Dispute | Denied | $33,498.10 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 05/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert A Marquardt | 1845135 | 2 | 05/07/2001 | Customer Dispute | Denied | $16,627.00 | $0.00 | See FINRA Report |
| James W. Taylor | 2305286 | 1 | 05/01/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ethan K Emma | 2193008 | 4 | 04/13/2001 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Monaco | 1747895 | 3 | 04/04/2001 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bradley Hamlin | 2279808 | 3 | 03/22/2001 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |