Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jordan M Mayer | 1615062 | 12 | 05/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Chan | 2595117 | 1 | 04/09/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 03/22/2002 | Customer Dispute | Denied | $26,775.10 | $0.00 | See FINRA Report |
| Bradley Clement Hargrave | 2250165 | 2 | 01/15/2002 | Customer Dispute | Denied | $15,433.00 | $0.00 | See FINRA Report |
| Charles Glackin | 1287501 | 1 | 01/14/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Gilmer | 2991134 | 2 | 01/06/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 01/03/2002 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Benjamin Charles Baldwin | 2757201 | 1 | 12/06/2001 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Susan Nichole Wallace | 2953105 | 3 | 11/13/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Kim Fonseca | 1052218 | 2 | 11/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |