Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Charles Baldwin | 2757201 | 1 | 12/06/2001 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Susan Nichole Wallace | 2953105 | 3 | 11/13/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Kim Fonseca | 1052218 | 2 | 11/08/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 11/07/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Frederick J Ansman | 2059948 | 6 | 11/05/2001 | Customer Dispute | Denied | $19,735.00 | $0.00 | See FINRA Report |
| Michael P. Klein | 1931868 | 3 | 10/22/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dane E Brown | 2110997 | 2 | 10/09/2001 | Customer Dispute | Denied | $8,823.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 12 | 09/18/2001 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |
| Rob S Eldred | 3166088 | 2 | 09/14/2001 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Nancy Contino | 2087754 | 2 | 09/07/2001 | Customer Dispute | Denied | $30,223.00 | $0.00 | See FINRA Report |