Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie J Niemtschk | 2398469 | 1 | 09/24/2002 | Customer Dispute | Denied | $11,543.70 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 08/21/2002 | Customer Dispute | Denied | $356,868.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 07/09/2002 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jamie C Fagan | 1282607 | 1 | 07/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 06/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 06/17/2002 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |
| Michel C Shanks | 1324514 | 2 | 06/07/2002 | Customer Dispute | Denied | $14,310.30 | $0.00 | See FINRA Report |
| Reece E Musick | 1615735 | 6 | 06/06/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Brandie J Fish | 4131245 | 1 | 05/29/2002 | Customer Dispute | Denied | $8,115.83 | $0.00 | See FINRA Report |
| Jeffery Henrikson | 2348113 | 1 | 05/15/2002 | Customer Dispute | Denied | $5,960.30 | $0.00 | See FINRA Report |