Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen O'Reilly | 725275 | 1 | 02/04/2003 | Customer Dispute | Denied | $7,511.25 | $0.00 | See FINRA Report |
| Kim Fonseca | 1052218 | 2 | 01/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katherine Mary Kloster | 2443400 | 1 | 01/23/2003 | Customer Dispute | Denied | $12,099.50 | $0.00 | See FINRA Report |
| Michael P Klein | 1931868 | 3 | 01/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 12/30/2002 | Customer Dispute | Denied | $356,868.00 | $0.00 | See FINRA Report |
| Nancy H Stewart | 1085029 | 3 | 10/29/2002 | Customer Dispute | Denied | $14,276.00 | $0.00 | See FINRA Report |
| Jim A Walker | 2625060 | 2 | 10/18/2002 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| Craig Weinstein | 2790030 | 3 | 10/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leon T Worthy | 2384315 | 1 | 10/08/2002 | Customer Dispute | Denied | $13,504.20 | $0.00 | See FINRA Report |
| Kevin Lenci | 4037734 | 1 | 10/02/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |