Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Nichole Wallace | 2953105 | 3 | 07/29/2003 | Customer Dispute | Denied | $6,638.89 | $0.00 | See FINRA Report |
| Michael C Lyons | 2902117 | 4 | 06/10/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gregory G Bonanno | 2954143 | 2 | 05/15/2003 | Customer Dispute | Denied | $9,841.65 | $0.00 | See FINRA Report |
| Joseph Marrocco | 1811952 | 3 | 04/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Thomas Henriquez | 2298993 | 1 | 04/11/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cliff Anderson | 2913206 | 1 | 04/08/2003 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Irene Morciglio | 1904924 | 1 | 04/07/2003 | Customer Dispute | Denied | $5,207.83 | $0.00 | See FINRA Report |
| Manuel Fernandez | 2523195 | 3 | 03/17/2003 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Michael P Klein | 1931868 | 3 | 03/10/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 02/11/2003 | Customer Dispute | Denied | $69,403.80 | $0.00 | See FINRA Report |