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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 721-730 out of 811 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Norita K Webb3031175112/02/2003Customer DisputeDenied$6,183.89$0.00See FINRA Report
Brad Aaron Thompson2804298311/03/2003Customer DisputeDenied$197,800.00$0.00See FINRA Report
Nancy H Stewart1085029310/31/2003Customer DisputeDenied$79,432.00$0.00See FINRA Report
Barbara A Huiner2509639210/22/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Mary A H Mortensen2734286209/26/2003Customer DisputeDenied$8,000.00$0.00See FINRA Report
Isaac Chan3040785209/25/2003Customer DisputeDenied$9,590.98$0.00See FINRA Report
Randal L Jefferson2948564209/24/2003Customer DisputeDenied$45,178.00$0.00See FINRA Report
Tarleton E Smith2941880109/15/2003Customer DisputeDenied$10,000.00$0.00See FINRA Report
Philip S Getfield2323509108/21/2003Customer DisputeDenied$70,000.00$0.00See FINRA Report
Wazier Mohamed Khan2607865108/02/2003Customer DisputeDenied$5,247.90$0.00See FINRA Report

811 Results

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