Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Richard Reiser | 1570993 | 2 | 09/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Philip Leidy | 3059441 | 1 | 08/15/2004 | Customer Dispute | Denied | $14,145.50 | $0.00 | See FINRA Report |
| Kim T Hickey | 2322121 | 2 | 06/08/2004 | Customer Dispute | Denied | $5,879.30 | $0.00 | See FINRA Report |
| Kenneth C Gates | 2702263 | 3 | 04/29/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas S Armiger | 4658049 | 1 | 04/26/2004 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Cary Atlas | 1990494 | 2 | 04/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark David Mascharka | 2976868 | 1 | 04/12/2004 | Customer Dispute | Denied | $9,525.00 | $0.00 | See FINRA Report |
| Ernest Albert Newman | 2850881 | 5 | 03/15/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Mea | 2984443 | 1 | 03/07/2004 | Customer Dispute | Denied | $844.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 01/21/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |