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FINRA Broker Disclosures for J.P. Morgan Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 701-710 out of 811 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Aaron J Brandes2636954403/28/2005Customer DisputeDenied$30,000.00$0.00See FINRA Report
Charles Edwin Trybula2469662103/24/2005Customer DisputeDenied$12,500.00$0.00See FINRA Report
Todd Marone2502937103/23/2005Customer DisputeDenied$119,755.00$0.00See FINRA Report
Christopher La Flam2415869403/23/2005Customer DisputeDenied$6,000.00$0.00See FINRA Report
Robert E Thompson3038996202/07/2005Customer DisputeDenied$0.00$0.00See FINRA Report
David Speiser2554981212/20/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Justin M Kastan4621365111/08/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Jay M Pangelinan2327291310/26/2004Customer DisputeDenied$11,121.00$0.00See FINRA Report
Howard Steven Rowen2153771410/25/2004Customer DisputeDenied$1,000,000.00$0.00See FINRA Report
Chad M Konner4255495209/18/2004Customer DisputeDenied$17,322.40$0.00See FINRA Report

811 Results

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