Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kishor R Lakshminarayan | 3111165 | 1 | 12/30/2005 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Stephanie C Chininis | 2421454 | 1 | 12/29/2005 | Customer Dispute | Denied | $22,448.00 | $0.00 | See FINRA Report |
| Alexander N Constantine | 4600570 | 1 | 12/16/2005 | Customer Dispute | Denied | $8,907.14 | $0.00 | See FINRA Report |
| Michael E Reagan | 4453783 | 2 | 09/20/2005 | Customer Dispute | Denied | $10,332.00 | $0.00 | See FINRA Report |
| Denise Dragonetti | 1952041 | 1 | 07/12/2005 | Customer Dispute | Denied | $5,475.00 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 06/28/2005 | Customer Dispute | Denied | $34,877.40 | $0.00 | See FINRA Report |
| Gregory Jedding | 4151784 | 3 | 06/24/2005 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Mark E Lucas | 3153315 | 3 | 06/03/2005 | Customer Dispute | Denied | $5,325.36 | $0.00 | See FINRA Report |
| David Ransom | 2346427 | 1 | 06/01/2005 | Customer Dispute | Denied | $9,208.00 | $0.00 | See FINRA Report |
| Paul John Desantis | 4796624 | 1 | 04/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |