Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lyle T Berkson | 2847698 | 1 | 12/15/2022 | Customer Dispute | Denied | $46,712.00 | $0.00 | See FINRA Report |
| Michael Aman | 6428230 | 1 | 12/12/2022 | Customer Dispute | Denied | $16,022.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 12/08/2022 | Customer Dispute | Denied | $15,559.00 | $0.00 | See FINRA Report |
| Jeremy Patrick Oreilly | 4759399 | 1 | 11/14/2022 | Customer Dispute | Denied | $12,118.00 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 10/31/2022 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael E Reagan | 4453783 | 2 | 10/28/2022 | Customer Dispute | Denied | $7,428.58 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 10/22/2022 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Susan M Barnett | 3021988 | 1 | 10/16/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael L Corcoran | 5907713 | 3 | 10/14/2022 | Customer Dispute | Denied | $31,056.00 | $0.00 | See FINRA Report |
| Ulises Barrera | 6097572 | 2 | 10/04/2022 | Customer Dispute | Denied | $26,634.00 | $0.00 | See FINRA Report |