Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David M Andersen | 3175609 | 1 | 05/07/2007 | Customer Dispute | Denied | $15,087.30 | $0.00 | See FINRA Report |
| Carlos Andres Guerra | 4486705 | 2 | 02/13/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Chiarelli | 2814817 | 2 | 01/29/2007 | Customer Dispute | Denied | $9,300.00 | $0.00 | See FINRA Report |
| Michelle R Jersey | 2676884 | 1 | 11/16/2006 | Customer Dispute | Denied | $23,600.00 | $0.00 | See FINRA Report |
| Vesna Ranisavljevic | 4187573 | 1 | 11/14/2006 | Customer Dispute | Denied | $6,910.95 | $0.00 | See FINRA Report |
| Charles Robert Gibson | 4270128 | 1 | 08/25/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jason A Fare | 2691939 | 1 | 08/14/2006 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Roger Grant Morgan | 1519002 | 3 | 07/18/2006 | Customer Dispute | Denied | $9,907.35 | $0.00 | See FINRA Report |
| Keith Richard Ward | 4500701 | 4 | 07/10/2006 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 06/20/2006 | Customer Dispute | Denied | $16,026.80 | $0.00 | See FINRA Report |