Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael J Cowgill | 2895377 | 1 | 10/01/2007 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Mitchell Wallace | 5043040 | 1 | 09/29/2007 | Customer Dispute | Denied | $12,369.60 | $0.00 | See FINRA Report |
| Eric M Cortina | 4410766 | 1 | 09/27/2007 | Customer Dispute | Denied | $10,288.20 | $0.00 | See FINRA Report |
| Peggy C Valencia | 2779959 | 2 | 09/12/2007 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jeff Bergmann | 4208176 | 1 | 09/10/2007 | Customer Dispute | Denied | $42,494.10 | $0.00 | See FINRA Report |
| James K O'Connor | 3231049 | 2 | 08/08/2007 | Customer Dispute | Denied | $34,793.10 | $0.00 | See FINRA Report |
| Mark George Stofko | 5027035 | 2 | 08/07/2007 | Customer Dispute | Denied | $27,060.10 | $0.00 | See FINRA Report |
| Nancy Contino | 2087754 | 2 | 06/05/2007 | Customer Dispute | Denied | $140,000.00 | $0.00 | See FINRA Report |
| Randal L Jefferson | 2948564 | 2 | 05/31/2007 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Chris Chris Toomey | 4560193 | 1 | 05/09/2007 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |