Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Speiser | 2554981 | 2 | 02/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth J Morris | 4017645 | 2 | 02/05/2008 | Customer Dispute | Denied | $6,680.00 | $0.00 | See FINRA Report |
| Kevin Arthur-Whitworth Sheard | 3260024 | 1 | 01/25/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Amy E Lopez | 4689272 | 1 | 01/23/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Torren Joseph Szuluk | 2591052 | 4 | 01/15/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Manuel Fernandez | 2523195 | 3 | 01/11/2008 | Customer Dispute | Denied | $119,545.00 | $0.00 | See FINRA Report |
| Torren Joseph Szuluk | 2591052 | 4 | 10/25/2007 | Customer Dispute | Denied | $28,098.00 | $0.00 | See FINRA Report |
| Gaurav A Chavda | 4925269 | 1 | 10/25/2007 | Customer Dispute | Denied | $14,019.90 | $0.00 | See FINRA Report |
| Damon B Abshire | 3151320 | 2 | 10/11/2007 | Customer Dispute | Denied | $7,238.87 | $0.00 | See FINRA Report |
| William Tien | 4956890 | 1 | 10/09/2007 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |