Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elaine Meyers | 2636242 | 1 | 04/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Brennan | 3148082 | 1 | 04/05/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sheri L Savage | 4266610 | 2 | 04/01/2008 | Customer Dispute | Denied | $900,000.00 | $0.00 | See FINRA Report |
| Gabor I Fogarasi | 1262262 | 1 | 03/30/2008 | Customer Dispute | Denied | $1,575,000.00 | $0.00 | See FINRA Report |
| Stephen P Spratley | 2541637 | 1 | 03/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Frederick Girardeau | 3076427 | 4 | 03/12/2008 | Customer Dispute | Denied | $6,465.33 | $0.00 | See FINRA Report |
| Kenneth J Morris | 4017645 | 2 | 03/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sherre Barber | 2340921 | 3 | 03/07/2008 | Customer Dispute | Denied | $1,475,000.00 | $0.00 | See FINRA Report |
| Sheri L Savage | 4266610 | 2 | 03/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Custodio | 2546224 | 1 | 03/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |