Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matt Arthur | 4404670 | 1 | 09/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric D Summers | 4275164 | 1 | 09/02/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Terry Michael Pasket | 3195786 | 3 | 07/16/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ryan Patrick Rossman | 4740869 | 1 | 07/16/2008 | Customer Dispute | Denied | $12,501.00 | $0.00 | See FINRA Report |
| Nancy H Stewart | 1085029 | 3 | 06/30/2008 | Customer Dispute | Denied | $9,251.00 | $0.00 | See FINRA Report |
| Terry Michael Pasket | 3195786 | 3 | 06/24/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Martin Jankowski | 4427664 | 1 | 06/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Reece E Musick | 1615735 | 6 | 06/13/2008 | Customer Dispute | Denied | $13,359.80 | $0.00 | See FINRA Report |
| Brian Spilkevitz | 2244283 | 5 | 06/08/2008 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 05/15/2008 | Customer Dispute | Denied | $7,430.27 | $0.00 | See FINRA Report |