Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey M Seigies | 4630606 | 3 | 09/30/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Cynthia A Hernandez | 2697986 | 2 | 09/29/2008 | Customer Dispute | Denied | $13,688.90 | $0.00 | See FINRA Report |
| Debbie Cohen | 2969747 | 1 | 09/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John M Perrette | 2405225 | 2 | 09/26/2008 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Scott Pluschau | 2515182 | 2 | 09/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Benati | 2684203 | 2 | 09/22/2008 | Customer Dispute | Denied | $12,128.00 | $0.00 | See FINRA Report |
| Keith Hubbard | 2338310 | 2 | 09/17/2008 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Hari Nair | 4899598 | 1 | 09/16/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kim T Hickey | 2322121 | 2 | 09/12/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| John Varghese Cholankeril | 2743598 | 8 | 09/11/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |