Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Raof Hashim Jawad Nusraty | 4682629 | 1 | 03/15/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
Daniel Giraldo | 6354367 | 1 | 03/10/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Christopher Michael Barfoot | 5004513 | 2 | 03/08/2023 | Customer Dispute | Denied | $167,500.00 | $0.00 | See FINRA Report |
Mircea Corches | 6295422 | 1 | 03/03/2023 | Customer Dispute | Denied | $42,798.00 | $0.00 | See FINRA Report |
Janey Ali Rizvi | 4933101 | 1 | 02/03/2023 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |
Daniel Whitehouse | 6184016 | 1 | 01/27/2023 | Customer Dispute | Denied | $71,361.00 | $0.00 | See FINRA Report |
Martin Brian Kappeler | 5495402 | 1 | 01/25/2023 | Customer Dispute | Denied | $33,393.00 | $0.00 | See FINRA Report |
Natalie M Barraza | 6126502 | 1 | 01/23/2023 | Customer Dispute | Denied | $78,503.00 | $0.00 | See FINRA Report |
Travis L Shirley | 3146710 | 1 | 01/12/2023 | Customer Dispute | Denied | $18,418.00 | $0.00 | See FINRA Report |
Hector Camilo Vargas Forero | 6605192 | 1 | 12/17/2022 | Customer Dispute | Denied | $22,648.00 | $0.00 | See FINRA Report |