Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amrou Atasi | 3013671 | 2 | 11/05/2008 | Customer Dispute | Denied | $24,196.80 | $0.00 | See FINRA Report |
| Kenneth C Gates | 2702263 | 3 | 11/04/2008 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Edward A Caveney | 3148854 | 1 | 10/28/2008 | Customer Dispute | Denied | $15,702.50 | $0.00 | See FINRA Report |
| Alexandra Serman | 2884414 | 5 | 10/27/2008 | Customer Dispute | Denied | $38,744.00 | $0.00 | See FINRA Report |
| Peggy C Valencia | 2779959 | 2 | 10/27/2008 | Customer Dispute | Denied | $60,795.90 | $0.00 | See FINRA Report |
| Morris Murciano | 2791429 | 2 | 10/21/2008 | Customer Dispute | Denied | $28,565.50 | $0.00 | See FINRA Report |
| Robert Demarco | 3087726 | 1 | 10/21/2008 | Customer Dispute | Denied | $6,831.00 | $0.00 | See FINRA Report |
| Scott Pluschau | 2515182 | 2 | 10/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott F Scharfenberger | 4049290 | 2 | 10/20/2008 | Customer Dispute | Denied | $22,848.50 | $0.00 | See FINRA Report |
| John T Caulfield | 2031737 | 1 | 10/17/2008 | Customer Dispute | Denied | $177,649.00 | $0.00 | See FINRA Report |