Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Grant Morgan | 1519002 | 3 | 01/07/2009 | Customer Dispute | Denied | $9,104.47 | $0.00 | See FINRA Report |
| Hunter Cole Youngblood | 4708175 | 2 | 01/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Gill | 4201302 | 2 | 01/05/2009 | Customer Dispute | Denied | $32,992.90 | $0.00 | See FINRA Report |
| Ernest A Santos | 1345301 | 4 | 12/29/2008 | Customer Dispute | Denied | $99,510.10 | $0.00 | See FINRA Report |
| Joseph Minaudo | 4406030 | 3 | 12/18/2008 | Customer Dispute | Denied | $13,167.20 | $0.00 | See FINRA Report |
| Kara G Boudreau | 1744224 | 1 | 12/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark E Lucas | 3153315 | 3 | 12/05/2008 | Customer Dispute | Denied | $14,512.70 | $0.00 | See FINRA Report |
| Matt W Murphy | 4613611 | 1 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay M Pangelinan | 2327291 | 3 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Franklyn Diamond | 4822221 | 1 | 11/28/2008 | Customer Dispute | Denied | $27,702.00 | $0.00 | See FINRA Report |