Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Schmidt | 4708549 | 1 | 02/03/2009 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| John P Kozole | 1862414 | 2 | 01/22/2009 | Customer Dispute | Denied | $103,609.00 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 01/22/2009 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Robert W Frazier | 4064877 | 3 | 01/22/2009 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Elizabeth A Garcia | 5033574 | 1 | 01/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tequilla T Swan | 3052756 | 4 | 01/21/2009 | Customer Dispute | Denied | $65,340.10 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 01/20/2009 | Customer Dispute | Denied | $38,216.90 | $0.00 | See FINRA Report |
| Laura R Rudolph | 1877204 | 3 | 01/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Russell Bedore | 4729849 | 2 | 01/14/2009 | Customer Dispute | Denied | $118,666.00 | $0.00 | See FINRA Report |
| Sofia T Manashirov | 2713958 | 3 | 01/08/2009 | Customer Dispute | Denied | $700,000.00 | $0.00 | See FINRA Report |