Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd D Brase | 4427915 | 1 | 06/03/2009 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Enrique Forero | 4120801 | 2 | 05/29/2009 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| David Kosobucki | 4685329 | 1 | 05/28/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Scott William Soules | 2417927 | 2 | 05/26/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles L Shereff | 1939467 | 2 | 05/06/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jay A Culbertson | 4521222 | 1 | 05/01/2009 | Customer Dispute | Denied | $163,000.00 | $0.00 | See FINRA Report |
| James Raymond Tilley | 5088462 | 2 | 04/28/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Ryan Taylor McDermott | 4236979 | 1 | 04/28/2009 | Customer Dispute | Denied | $29,000.00 | $0.00 | See FINRA Report |
| William E Schoen | 4625178 | 1 | 04/25/2009 | Customer Dispute | Denied | $20,133.20 | $0.00 | See FINRA Report |
| John Theo | 5248703 | 1 | 04/24/2009 | Customer Dispute | Denied | $10,225.00 | $0.00 | See FINRA Report |