Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregoria M Moreno | 4513814 | 1 | 10/08/2009 | Customer Dispute | Denied | $7,876.79 | $0.00 | See FINRA Report |
| Srdjan Calija | 5032169 | 2 | 09/29/2009 | Customer Dispute | Denied | $28,376.00 | $0.00 | See FINRA Report |
| Qui Hoa Hua | 4964063 | 1 | 08/29/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Hayes | 1021505 | 3 | 08/25/2009 | Customer Dispute | Denied | $45,926.00 | $0.00 | See FINRA Report |
| Russell Stephen Loesch | 4592968 | 1 | 08/21/2009 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Brian G Jenkins | 4586456 | 1 | 08/20/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steve S Schulman | 4061535 | 6 | 08/15/2009 | Customer Dispute | Denied | $10,243.10 | $0.00 | See FINRA Report |
| Michael Ayerov | 4887350 | 1 | 08/12/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Brian Hafley | 3140003 | 2 | 08/07/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Therese A Quigley | 2354431 | 2 | 07/22/2009 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |