Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arthur Feld | 873059 | 2 | 02/25/2010 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Kevin A Reugger | 3255087 | 2 | 01/26/2010 | Customer Dispute | Denied | $9,659.95 | $0.00 | See FINRA Report |
| Jordan M Mayer | 1615062 | 12 | 12/28/2009 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jeffery S Brin | 2361946 | 2 | 12/10/2009 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Barbara A Huiner | 2509639 | 2 | 12/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hannah M Byron | 4185462 | 2 | 11/18/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Andrews | 2775599 | 1 | 11/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Al Lambert | 4818737 | 1 | 11/03/2009 | Customer Dispute | Denied | $139,558.00 | $0.00 | See FINRA Report |
| Hung Au | 4059868 | 1 | 10/27/2009 | Customer Dispute | Denied | $5,850.00 | $0.00 | See FINRA Report |
| Peter Green | 4378565 | 2 | 10/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |