Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 07/16/2010 | Customer Dispute | Denied | $11,068.90 | $0.00 | See FINRA Report |
| John R Policastro | 1999358 | 1 | 07/13/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Carlos Andres Guerra | 4486705 | 2 | 07/08/2010 | Customer Dispute | Denied | $22,202.60 | $0.00 | See FINRA Report |
| Pierre Louis Follari | 2336453 | 1 | 06/01/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Laura R Rudolph | 1877204 | 3 | 05/25/2010 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Brian Cohen | 3149512 | 3 | 04/14/2010 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Kelli L Tate | 5168221 | 1 | 03/26/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Luc Droal | 1803857 | 2 | 03/20/2010 | Customer Dispute | Denied | $290,000.00 | $0.00 | See FINRA Report |
| Eric E Eugene | 3043732 | 3 | 03/05/2010 | Customer Dispute | Denied | $21,736.30 | $0.00 | See FINRA Report |
| Danielle M Demarco | 4549245 | 1 | 03/02/2010 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |