Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Neil E Cunningham | 2588213 | 2 | 02/14/2011 | Customer Dispute | Denied | $15,283.50 | $0.00 | See FINRA Report |
| Lucia R Fondano | 2239772 | 1 | 02/10/2011 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gerald K Bloodsaw | 4622526 | 1 | 01/25/2011 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Mike McGowan | 4562298 | 1 | 01/17/2011 | Customer Dispute | Denied | $7,457.24 | $0.00 | See FINRA Report |
| David S Hummel | 4577369 | 1 | 01/06/2011 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Vivek Mahajan | 2417802 | 3 | 12/22/2010 | Customer Dispute | Denied | $211,220.00 | $0.00 | See FINRA Report |
| Ernest A Santos | 1345301 | 4 | 12/15/2010 | Customer Dispute | Denied | $11,407.60 | $0.00 | See FINRA Report |
| Robert Lovitt | 2153959 | 3 | 10/18/2010 | Customer Dispute | Denied | $3,750,000.00 | $0.00 | See FINRA Report |
| Mitchell R McAllister | 4783894 | 3 | 08/03/2010 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Geoffrey Hansen Barker | 4702518 | 2 | 07/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |