Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Eschweiler | 4716239 | 3 | 03/12/2012 | Customer Dispute | Denied | $1,100,000.00 | $0.00 | See FINRA Report |
| Philip Pluta | 1491211 | 8 | 02/24/2012 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Matthew P MacMichael | 2908568 | 1 | 02/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Vince Marino | 4146522 | 1 | 01/31/2012 | Customer Dispute | Denied | $7,817.56 | $0.00 | See FINRA Report |
| Dennis E Koch | 5590242 | 1 | 01/30/2012 | Customer Dispute | Denied | $13,200.00 | $0.00 | See FINRA Report |
| Charles Holup | 1283806 | 2 | 01/10/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew A Miarka | 3259716 | 1 | 01/03/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Maxwell Douglas Peckler | 2391251 | 6 | 11/07/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christy Bracken Pizani | 3220350 | 2 | 10/17/2011 | Customer Dispute | Denied | $17,368.00 | $0.00 | See FINRA Report |
| Kara Schaefer | 5562276 | 1 | 10/12/2011 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |