Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel L Tai | 1761468 | 1 | 12/12/2012 | Customer Dispute | Denied | $9,900.00 | $0.00 | See FINRA Report |
| James E Kolb | 4457344 | 1 | 10/31/2012 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Brian Spilkevitz | 2244283 | 5 | 10/29/2012 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Timothy Hanson | 2776774 | 1 | 10/26/2012 | Customer Dispute | Denied | $209,303.00 | $0.00 | See FINRA Report |
| Blaize N Kaduru | 1561088 | 1 | 09/30/2012 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Gerardo Jr Juarez | 5025356 | 1 | 09/12/2012 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Essam Elia | 4645554 | 1 | 08/20/2012 | Customer Dispute | Denied | $76,648.60 | $0.00 | See FINRA Report |
| Joseph Minaudo | 4406030 | 3 | 08/13/2012 | Customer Dispute | Denied | $34,925.20 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 07/20/2012 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Alexandra Serman | 2884414 | 5 | 07/16/2012 | Customer Dispute | Denied | $34,925.20 | $0.00 | See FINRA Report |