Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Hassan Saffiedine | 5996274 | 1 | 04/08/2013 | Customer Dispute | Denied | $6,026.00 | $0.00 | See FINRA Report |
| Zeeshan Hasan | 4805075 | 1 | 03/26/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffery D Keefer | 1290782 | 2 | 03/26/2013 | Customer Dispute | Denied | $5,812.50 | $0.00 | See FINRA Report |
| Robert B Curry | 4165324 | 1 | 03/17/2013 | Customer Dispute | Denied | $5,915.74 | $0.00 | See FINRA Report |
| Timothy James O'Mara | 5525485 | 1 | 03/05/2013 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Cheryl Carlson Swanson | 5621408 | 1 | 03/05/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nisreen Nina Kallabat Byrne | 2223199 | 13 | 02/10/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James J Ng | 4806951 | 2 | 01/25/2013 | Customer Dispute | Denied | $15,613.50 | $0.00 | See FINRA Report |
| James J Ng | 4806951 | 2 | 01/15/2013 | Customer Dispute | Denied | $15,716.80 | $0.00 | See FINRA Report |
| Yasmine Nathalia de Lannoy-Reynolds | 4317499 | 1 | 12/19/2012 | Customer Dispute | Denied | $5,448.68 | $0.00 | See FINRA Report |