Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John M O'Leary | 5387744 | 1 | 06/13/2013 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Ernest Albert Newman | 2850881 | 5 | 06/12/2013 | Customer Dispute | Denied | $1,877.47 | $0.00 | See FINRA Report |
| Conor Seyda | 5020041 | 3 | 06/07/2013 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Joseph Marrocco | 1811952 | 3 | 06/03/2013 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Paul Skaggs | 4026719 | 1 | 06/01/2013 | Customer Dispute | Denied | $13,613.80 | $0.00 | See FINRA Report |
| Susan Morton | 2584362 | 2 | 05/28/2013 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Benjamin C Ashkinos | 4554714 | 5 | 05/17/2013 | Customer Dispute | Denied | $7,750.49 | $0.00 | See FINRA Report |
| Renee Marone | 2064322 | 3 | 05/06/2013 | Customer Dispute | Denied | $6,530.72 | $0.00 | See FINRA Report |
| Troy Gerschutz | 4875289 | 3 | 04/26/2013 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Deborah A Tomblin | 4402798 | 1 | 04/16/2013 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |