Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Tavano | 2789863 | 3 | 09/22/2023 | Customer Dispute | Denied | $17,271.00 | $0.00 | See FINRA Report |
| Michael D Williams | 6293544 | 1 | 09/21/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| James Kim | 5415892 | 2 | 09/15/2023 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Shana Mohsen | 5830701 | 1 | 09/08/2023 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Rick A Murga | 4997085 | 2 | 08/10/2023 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Matthew C Barcia | 5235505 | 2 | 08/10/2023 | Customer Dispute | Denied | $9,309.00 | $0.00 | See FINRA Report |
| Matthew C Barcia | 5235505 | 2 | 08/10/2023 | Customer Dispute | Denied | $9,360.00 | $0.00 | See FINRA Report |
| Anthony T Bui | 5803348 | 1 | 08/09/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Kostecki | 5049968 | 1 | 08/08/2023 | Customer Dispute | Denied | $6,079.07 | $0.00 | See FINRA Report |
| Leonard Andrew Segal | 1738148 | 1 | 07/31/2023 | Customer Dispute | Denied | $12,250.00 | $0.00 | See FINRA Report |