Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Kherkher | 5770760 | 2 | 09/20/2014 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Bradley James Grabowy | 4931469 | 2 | 09/12/2014 | Customer Dispute | Denied | $3,375,000.00 | $0.00 | See FINRA Report |
| Aruna Sriram | 4734273 | 1 | 08/25/2014 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Jason Andersen | 5422808 | 1 | 08/12/2014 | Customer Dispute | Denied | $42,500.00 | $0.00 | See FINRA Report |
| Shukri Dayeh | 5250207 | 2 | 06/29/2014 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Dwayne A Winter | 4056610 | 2 | 05/29/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Troy Gerschutz | 4875289 | 3 | 03/26/2014 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Juan Pedro Freitas | 5454027 | 2 | 03/04/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kris Hanifi | 5093892 | 1 | 02/25/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey M Ingraham | 2800833 | 2 | 02/21/2014 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |