Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hunter Cole Youngblood | 4708175 | 2 | 02/12/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Michelle Ensminger | 2244445 | 1 | 02/12/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Todd V Holden | 4918891 | 2 | 01/27/2015 | Customer Dispute | Denied | $47,065.80 | $0.00 | See FINRA Report |
| Ekta Roongta | 5192476 | 1 | 01/05/2015 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Ronald L Javate | 2492968 | 5 | 12/26/2014 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Kamran Mahmood | 4514514 | 3 | 12/15/2014 | Customer Dispute | Denied | $19,646.60 | $0.00 | See FINRA Report |
| Paul Phillips | 5666528 | 1 | 11/11/2014 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| William McGuinn | 4553705 | 1 | 11/04/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Anthony Klics | 5126347 | 1 | 10/10/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Cooper | 5393529 | 1 | 10/01/2014 | Customer Dispute | Denied | $23,912.10 | $0.00 | See FINRA Report |