Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Annette Louise Young | 2796229 | 1 | 05/14/2015 | Customer Dispute | Denied | $6,520.00 | $0.00 | See FINRA Report |
| Raul R Toro | 4527757 | 1 | 05/12/2015 | Customer Dispute | Denied | $23,206.00 | $0.00 | See FINRA Report |
| Timothy Ma | 6203386 | 1 | 05/08/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark A Knight | 2388650 | 2 | 05/01/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Del Grosso | 3209664 | 1 | 04/29/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Charles W Hawkins | 4625560 | 1 | 04/16/2015 | Customer Dispute | Denied | $14,391.40 | $0.00 | See FINRA Report |
| Brian Lamb | 5229538 | 1 | 03/23/2015 | Customer Dispute | Denied | $10,182.80 | $0.00 | See FINRA Report |
| Kevin A Reugger | 3255087 | 2 | 03/23/2015 | Customer Dispute | Denied | $5,369.27 | $0.00 | See FINRA Report |
| Alan Feutz | 4033242 | 2 | 03/16/2015 | Customer Dispute | Denied | $17,606.00 | $0.00 | See FINRA Report |
| Dwayne A Winter | 4056610 | 2 | 02/18/2015 | Customer Dispute | Denied | $40,604.40 | $0.00 | See FINRA Report |