Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Camilo Vilchez | 5682694 | 1 | 08/25/2015 | Customer Dispute | Denied | $17,027.40 | $0.00 | See FINRA Report |
| Timothy D Dimock | 2068219 | 1 | 08/25/2015 | Customer Dispute | Denied | $23,471.30 | $0.00 | See FINRA Report |
| Eugene G Mosca | 2212786 | 3 | 08/24/2015 | Customer Dispute | Denied | $8,451.51 | $0.00 | See FINRA Report |
| Kamran Mahmood | 4514514 | 3 | 08/23/2015 | Customer Dispute | Denied | $50,178.20 | $0.00 | See FINRA Report |
| Carmine Libertini | 4250497 | 2 | 07/17/2015 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Robert Santos | 5648348 | 1 | 07/13/2015 | Customer Dispute | Denied | $6,942.86 | $0.00 | See FINRA Report |
| Derrick Gin | 4367951 | 1 | 07/13/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert S Yenisey | 4913889 | 1 | 06/11/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Seth Berkowitz | 4713329 | 2 | 06/11/2015 | Customer Dispute | Denied | $521,138.00 | $0.00 | See FINRA Report |
| Charles J Cline | 5984788 | 1 | 06/02/2015 | Customer Dispute | Denied | $7,929.76 | $0.00 | See FINRA Report |