Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adrian Fredrick Schulz | 5079240 | 4 | 10/01/2015 | Customer Dispute | Denied | $6,403.59 | $0.00 | See FINRA Report |
| Christopher Figuccio | 5203861 | 1 | 09/30/2015 | Customer Dispute | Denied | $8,660.79 | $0.00 | See FINRA Report |
| Brian D Vaught | 4640701 | 2 | 09/25/2015 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Frank R Tenteromano | 5052571 | 3 | 09/18/2015 | Customer Dispute | Denied | $15,500.00 | $0.00 | See FINRA Report |
| Catherine Veronica Evans | 2701639 | 1 | 09/16/2015 | Customer Dispute | Denied | $9,139.38 | $0.00 | See FINRA Report |
| Paula K Earll | 2590956 | 2 | 09/16/2015 | Customer Dispute | Denied | $8,600.78 | $0.00 | See FINRA Report |
| John Paxos | 5905536 | 1 | 08/27/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Matthew J van Dyne | 3249132 | 1 | 08/27/2015 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Temur Dranker | 4921182 | 4 | 08/26/2015 | Customer Dispute | Denied | $14,459.40 | $0.00 | See FINRA Report |
| Jeanne Berger | 5055144 | 2 | 08/26/2015 | Customer Dispute | Denied | $9,157.87 | $0.00 | See FINRA Report |