Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis T Dong | 2813204 | 2 | 01/29/2016 | Customer Dispute | Denied | $23,691.30 | $0.00 | See FINRA Report |
| Anthony A Puppo | 6085876 | 1 | 01/25/2016 | Customer Dispute | Denied | $95,000.00 | $0.00 | See FINRA Report |
| James Raymond Tilley | 5088462 | 2 | 01/20/2016 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Charlie Kim | 5806486 | 2 | 01/19/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Christopher Kherkher | 5770760 | 2 | 01/16/2016 | Customer Dispute | Denied | $17,762.30 | $0.00 | See FINRA Report |
| Linda S Takach | 3259911 | 1 | 12/25/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Jimmy Quach | 5585921 | 3 | 12/22/2015 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Francisco J Lopez | 5235441 | 1 | 12/19/2015 | Customer Dispute | Denied | $46,900.60 | $0.00 | See FINRA Report |
| Geoffrey Ivonnet | 5342000 | 1 | 12/17/2015 | Customer Dispute | Denied | $5,526.07 | $0.00 | See FINRA Report |
| Jonathan Calderon | 5005946 | 1 | 12/09/2015 | Customer Dispute | Denied | $11,200.90 | $0.00 | See FINRA Report |