Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nikolas R McWhirter | 6116104 | 1 | 02/22/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Julio E Barros | 5436263 | 2 | 02/21/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Alexandra Serman | 2884414 | 5 | 02/17/2016 | Customer Dispute | Denied | $37,152.30 | $0.00 | See FINRA Report |
| Carrie Lynne French | 4297479 | 2 | 02/13/2016 | Customer Dispute | Denied | $28,247.90 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 02/11/2016 | Customer Dispute | Denied | $1,000,000.00 | $0.00 | See FINRA Report |
| Adrian Fredrick Schulz | 5079240 | 4 | 02/11/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Robert W Frazier | 4064877 | 3 | 02/09/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Gabrielle Brown | 3149835 | 1 | 02/07/2016 | Customer Dispute | Denied | $13,842.40 | $0.00 | See FINRA Report |
| Robert Jannicelli | 5909939 | 1 | 02/02/2016 | Customer Dispute | Denied | $10,020.90 | $0.00 | See FINRA Report |
| Roxanna Martinez | 5176911 | 1 | 02/01/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |