Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley John Hargrave | 5755176 | 1 | 07/27/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Bruce Marshall | 1709076 | 1 | 07/27/2022 | Customer Dispute | Denied | $360,392.00 | $0.00 | See FINRA Report |
| Angel Ayala | 5164159 | 2 | 07/27/2022 | Customer Dispute | Denied | $6,740.13 | $0.00 | See FINRA Report |
| Ulises Barrera | 6097572 | 2 | 07/15/2022 | Customer Dispute | Denied | $38,809.00 | $0.00 | See FINRA Report |
| Shmuel Maya | 6043845 | 1 | 07/08/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Victor T Wojtowicz | 1459010 | 2 | 07/05/2022 | Customer Dispute | Denied | $27,879.00 | $0.00 | See FINRA Report |
| Shaan Raja | 6261488 | 2 | 06/26/2022 | Customer Dispute | Denied | $14,453.00 | $0.00 | See FINRA Report |
| Brandon M. Rosen | 5954973 | 1 | 06/21/2022 | Customer Dispute | Denied | $34,503.00 | $0.00 | See FINRA Report |
| Joseph Tavano | 2789863 | 1 | 06/21/2022 | Customer Dispute | Denied | $29,108.00 | $0.00 | See FINRA Report |
| Nicholas Moragne | 6060886 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |