Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terrance Tyler Seelow | 5676932 | 1 | 10/19/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Keith Arnez Williams | 6086105 | 1 | 10/16/2023 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Bryan Kang | 6054946 | 2 | 10/12/2023 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Bill A Dillon | 5710769 | 1 | 10/09/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel J Curtin | 2213788 | 1 | 10/06/2023 | Customer Dispute | Denied | $40,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Lee | 4080774 | 6 | 10/06/2023 | Customer Dispute | Denied | $40,000,000.00 | $0.00 | See FINRA Report |
| Stephan Hwang | 6639441 | 1 | 10/06/2023 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John B Beggans | 2736874 | 1 | 10/06/2023 | Customer Dispute | Denied | $40,000,000.00 | $0.00 | See FINRA Report |
| Amanda K Cummings | 5730625 | 2 | 10/04/2023 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Edgar Arango | 5452517 | 1 | 09/28/2023 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |