Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Nicholas Getschmann | 4639634 | 3 | 02/07/2017 | Customer Dispute | Denied | $48,968.60 | $0.00 | See FINRA Report |
| Jose Lino Huerfano | 4104166 | 5 | 02/07/2017 | Customer Dispute | Denied | $5,123.00 | $0.00 | See FINRA Report |
| James Cordon | 4430421 | 1 | 01/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jack Kolker | 1220600 | 3 | 01/20/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martin K Melnik | 2856949 | 2 | 01/12/2017 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Toan B Au | 4749137 | 1 | 12/20/2016 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| David H Anzicek | 5616205 | 1 | 12/19/2016 | Customer Dispute | Denied | $10,458.70 | $0.00 | See FINRA Report |
| Peter Green | 4378565 | 2 | 12/16/2016 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Richard F Chun | 5609789 | 1 | 12/12/2016 | Customer Dispute | Denied | $28,543.70 | $0.00 | See FINRA Report |
| Jeffrey M Seigies | 4630606 | 3 | 12/09/2016 | Customer Dispute | Denied | $6,207.07 | $0.00 | See FINRA Report |