Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Nicholas Getschmann | 4639634 | 3 | 08/09/2017 | Customer Dispute | Denied | $15,376.00 | $0.00 | See FINRA Report |
| Justin Robert Koroyan | 5847839 | 1 | 06/14/2017 | Customer Dispute | Denied | $203,000.00 | $0.00 | See FINRA Report |
| Jeffrey A Herndon | 2356238 | 1 | 05/22/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Daniel K Roh | 2189988 | 4 | 04/18/2017 | Customer Dispute | Denied | $7,250.00 | $0.00 | See FINRA Report |
| Carlos E Rojas | 5523783 | 1 | 03/27/2017 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Justin Dembo | 2555560 | 4 | 03/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Conor Seyda | 5020041 | 3 | 03/09/2017 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Kevin Krieger | 5085074 | 1 | 03/09/2017 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Flavius Sindile | 5610151 | 2 | 03/06/2017 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Hernand Hernandez | 2569332 | 1 | 02/15/2017 | Customer Dispute | Denied | $10,461.90 | $0.00 | See FINRA Report |