Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Allan Tenbusch | 5261720 | 2 | 02/16/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Gregory Hamby | 3088396 | 1 | 01/29/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ali Azeez | 1409544 | 2 | 01/25/2018 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jeremy Arthur Handley | 6155826 | 2 | 11/17/2017 | Customer Dispute | Denied | $10,300.00 | $0.00 | See FINRA Report |
| Eric Alan Molitor | 5735062 | 1 | 11/17/2017 | Customer Dispute | Denied | $11,856.20 | $0.00 | See FINRA Report |
| John M Hernandez | 3140900 | 5 | 11/02/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rheeta Anne Wilson-Fitzpatrick | 3037846 | 1 | 10/16/2017 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 10/13/2017 | Customer Dispute | Denied | $313,909.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 10/13/2017 | Customer Dispute | Denied | $20,271.50 | $0.00 | See FINRA Report |
| Kenneth L Scott | 4717001 | 1 | 10/09/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |