Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L. Corcoran | 5907713 | 3 | 10/14/2022 | Customer Dispute | Denied | $31,056.00 | $0.00 | See FINRA Report |
| Ulises Barrera | 6097572 | 2 | 10/04/2022 | Customer Dispute | Denied | $26,634.00 | $0.00 | See FINRA Report |
| Jeffrey Demesa Bonsol | 5354471 | 1 | 09/28/2022 | Customer Dispute | Denied | $17,809.00 | $0.00 | See FINRA Report |
| Ryan Mathew McClanahan | 4418160 | 1 | 09/27/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| David Zelos Mayers | 2213218 | 5 | 09/25/2022 | Customer Dispute | Denied | $16,996.00 | $0.00 | See FINRA Report |
| Russell Paige Smith | 6568606 | 2 | 09/13/2022 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Garth Blaine Wilson | 2543197 | 1 | 09/09/2022 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Perry Arthur Guthrie | 5587598 | 1 | 08/25/2022 | Customer Dispute | Denied | $48,618.00 | $0.00 | See FINRA Report |
| VI P Le | 4781612 | 1 | 08/12/2022 | Customer Dispute | Denied | $10,684.60 | $0.00 | See FINRA Report |
| Daniel Ryan King | 5381693 | 1 | 08/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |