Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael L Lewis | 4725791 | 1 | 03/17/2020 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Aleksander Guriyelov | 4599607 | 1 | 03/16/2020 | Customer Dispute | Denied | $110,846.00 | $0.00 | See FINRA Report |
| Michelle T Nguyen | 6569997 | 1 | 03/14/2020 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Jarris Scott Davis | 5644824 | 1 | 03/13/2020 | Customer Dispute | Denied | $58,060.00 | $0.00 | See FINRA Report |
| Cecilia Swain | 2344929 | 1 | 03/11/2020 | Customer Dispute | Denied | $47,793.00 | $0.00 | See FINRA Report |
| Frank R Tenteromano | 5052571 | 3 | 03/10/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michael Quach | 2227871 | 5 | 03/09/2020 | Customer Dispute | Denied | $34,873.00 | $0.00 | See FINRA Report |
| Gregory Jonathan Miller | 3261696 | 2 | 10/21/2019 | Customer Dispute | Denied | $5,112.23 | $0.00 | See FINRA Report |
| Gregory Jonathan Miller | 3261696 | 2 | 10/21/2019 | Customer Dispute | Denied | $10,400.00 | $0.00 | See FINRA Report |
| Matt Williamson | 5465550 | 2 | 08/05/2019 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |