Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton Scott Warren | 4869042 | 3 | 03/25/2020 | Customer Dispute | Denied | $191,370.00 | $0.00 | See FINRA Report |
| Clinton Scott Warren | 4869042 | 3 | 03/25/2020 | Customer Dispute | Denied | $56,048.00 | $0.00 | See FINRA Report |
| Craig Barthelemy Lucas | 5681908 | 1 | 03/24/2020 | Customer Dispute | Denied | $10,167.60 | $0.00 | See FINRA Report |
| Justin Crocker | 5812710 | 1 | 03/23/2020 | Customer Dispute | Denied | $6,093.26 | $0.00 | See FINRA Report |
| Bryan Kang | 6054946 | 2 | 03/23/2020 | Customer Dispute | Denied | $18,101.00 | $0.00 | See FINRA Report |
| John Trinkwalder | 5856462 | 1 | 03/23/2020 | Customer Dispute | Denied | $18,530.00 | $0.00 | See FINRA Report |
| Jennifer Liu Yang | 6054079 | 1 | 03/22/2020 | Customer Dispute | Denied | $15,215.00 | $0.00 | See FINRA Report |
| Eli Buchman | 4266664 | 3 | 03/21/2020 | Customer Dispute | Denied | $19,160.10 | $0.00 | See FINRA Report |
| Danny Omar Lopez | 6276760 | 1 | 03/21/2020 | Customer Dispute | Denied | $18,343.10 | $0.00 | See FINRA Report |
| Dwight Anthony Wildman | 5244721 | 1 | 03/21/2020 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |