Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Riemer | 4886092 | 1 | 06/02/2020 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Jeremy R Cooke | 4625559 | 2 | 05/26/2020 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Yahaira Felix | 5658761 | 2 | 05/22/2020 | Customer Dispute | Denied | $48,494.00 | $0.00 | See FINRA Report |
| Mohammad Sarhan | 4332630 | 3 | 05/11/2020 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Parisi | 5277136 | 1 | 05/06/2020 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Matthew Babrick | 4433983 | 1 | 04/29/2020 | Customer Dispute | Denied | $854,000.00 | $0.00 | See FINRA Report |
| Zachary Lyle Roberts | 6852395 | 1 | 04/29/2020 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Lazaro Rodriguez | 5957706 | 1 | 04/21/2020 | Customer Dispute | Denied | $9,489.00 | $0.00 | See FINRA Report |
| John J Brady | 2293537 | 3 | 04/14/2020 | Customer Dispute | Denied | $8,505.23 | $0.00 | See FINRA Report |
| Jessica Arana | 5747060 | 1 | 04/09/2020 | Customer Dispute | Denied | $9,205.97 | $0.00 | See FINRA Report |