Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Robert Anzalone | 2238602 | 4 | 07/10/2008 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| James Frederick Girardeau | 3076427 | 4 | 07/10/2008 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ed H Karam | 4359337 | 4 | 07/10/2008 | Customer Dispute | Settled | $12,007.90 | $0.00 | See FINRA Report |
| Matthew F Coughlin | 4191098 | 1 | 07/09/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James S Venetos | 862197 | 1 | 07/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Chiarelli | 2814817 | 2 | 07/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nancy H Stewart | 1085029 | 3 | 06/30/2008 | Customer Dispute | Denied | $9,251.00 | $0.00 | See FINRA Report |
| Edward T Collins | 2498409 | 2 | 06/29/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Mark O Maddock | 1944051 | 1 | 06/25/2008 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Terry Michael Pasket | 3195786 | 3 | 06/24/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |