Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniele Driscoll | 1040196 | 3 | 08/05/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Nikita Bely | 4924828 | 2 | 08/04/2008 | Customer Dispute | Closed-No Action | $6,250.00 | $0.00 | See FINRA Report |
| Melissa Conroy Whitney | 2825450 | 1 | 08/01/2008 | Customer Dispute | Closed-No Action | $7,000,000.00 | $0.00 | See FINRA Report |
| William H Desser | 1496152 | 6 | 07/27/2008 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Therese A Quigley | 2354431 | 2 | 07/25/2008 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Terry Michael Pasket | 3195786 | 3 | 07/16/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Ryan Patrick Rossman | 4740869 | 1 | 07/16/2008 | Customer Dispute | Denied | $12,501.00 | $0.00 | See FINRA Report |
| James Patrick Chipps | 4888681 | 1 | 07/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Isaac Bitton | 1790538 | 6 | 07/12/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Audra L Morse | 2325777 | 1 | 07/11/2008 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |