Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matt Arthur | 4404670 | 1 | 09/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric D Summers | 4275164 | 1 | 09/02/2008 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Charles A Bryce | 4175887 | 1 | 08/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Wendell W Woods | 4514403 | 2 | 08/13/2008 | Customer Dispute | Settled | $24,684.00 | $0.00 | See FINRA Report |
| Steve F Roitman | 1924230 | 1 | 08/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Isaac Bitton | 1790538 | 6 | 08/12/2008 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Myers | 4650162 | 1 | 08/12/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Paul Michael Cabrera | 1792965 | 1 | 08/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kurt Sylvia | 1966373 | 3 | 08/05/2008 | Customer Dispute | Award / Judgment | $0.00 | $143,000.00 | See FINRA Report |
| Elizabeth Pilar Rogers | 4055908 | 2 | 08/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |