Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason R Harper | 3016502 | 1 | 10/10/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Donna M Aweimrin | 3035881 | 1 | 10/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph P Meade | 4491121 | 4 | 10/09/2008 | Customer Dispute | Withdrawn | $34,678.40 | $0.00 | See FINRA Report |
| Robert W Frazier | 4064877 | 3 | 10/08/2008 | Customer Dispute | Denied | $21,765.00 | $0.00 | See FINRA Report |
| Paula E Gandy | 1414734 | 2 | 10/06/2008 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Scott C Holzer | 2878878 | 3 | 10/01/2008 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Edward Mitchel Goldner | 2728081 | 1 | 09/30/2008 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey M Seigies | 4630606 | 3 | 09/30/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Cynthia A Hernandez | 2697986 | 2 | 09/29/2008 | Customer Dispute | Denied | $13,688.90 | $0.00 | See FINRA Report |
| Colin Chandler | 5183064 | 1 | 09/29/2008 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |