Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John T Caulfield | 2031737 | 1 | 10/17/2008 | Customer Dispute | Denied | $177,649.00 | $0.00 | See FINRA Report |
| Bradley James Grabowy | 4931469 | 2 | 10/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa Marie Block | 4580746 | 6 | 10/15/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Carrie Lynne French | 4297479 | 2 | 10/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Halfon | 2822439 | 3 | 10/15/2008 | Customer Dispute | Denied | $117,644.00 | $0.00 | See FINRA Report |
| Mark Gilmer | 2991134 | 2 | 10/14/2008 | Customer Dispute | Settled | $9,100.00 | $0.00 | See FINRA Report |
| Craig A Foster | 2426050 | 2 | 10/14/2008 | Customer Dispute | Settled | $6,679.32 | $0.00 | See FINRA Report |
| Ernest A Santos | 1345301 | 4 | 10/12/2008 | Customer Dispute | Denied | $44,854.00 | $0.00 | See FINRA Report |
| Cherie Lynne Turnwald | 2845565 | 1 | 10/10/2008 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Reece E Musick | 1615735 | 6 | 10/10/2008 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |